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OTHER SCHOOL POLICIES
Section 703:  Sexual Harassment and Sexual Relations Policies

The Ombudsperson

Initial Interview with the Ombudsperson
Confidentiality
Proceeding to a Formal Complaint
Prohibition against Retaliation
Abuse of Process
Record-Keeping
Reporting

 

Smith College has created the position of ombudsperson to assist any student, faculty or staff member in resolving a wide variety of conflicts. Sexual harassment is an area of conflict that can often be resolved with the assistance of the ombudsperson. In this procedure it is her role to provide a fair and just forum for the informal resolution of sexual harassment complaints.

Initial Interview with the Ombudsperson

The purpose of the initial interview is to determine: what happened, when it happened, where it happened, and if what transpired is sexual harassment.

A.
The ombudsperson will discuss what informal actions may be taken to resolve the problem. This involves asking the student what she would like to see happen, evaluating whether this is appropriate and how it could be implemented, and providing alternative options as necessary.
Some informal actions that may be appropriate are:

the ombudsperson may offer to speak with the offender
the ombudsperson may suggest a meeting with both parties to explain the complainant's feelings and the college's policy
   
B.
The ombudsperson will review other actions the complainant could pursue (formal resolution according to the Smith College Civil Rights Policy and Grievance Procedures, pp. 5-7 and the external agency options: Massachusetts Commission Against Discrimination or the Office for Civil Rights of the U.S. Department of Education as found in Appendix B, p. 18).

Following this initial discussion, the student will determine how she wishes to proceed.

In cases of sexual harassment involving a documented pattern of behavior, the Office of Institutional Diversity may initiate an investigation on behalf of the college even if the student who brings the complaint does not wish to pursue the formal grievance procedure for her own case.

When a clear case of sexual harassment exists and/or it is determined that the student is in danger, the ombudsperson is required to report the circumstances to the Office of Institutional Diversity. This applies even in cases where the student requests that no action be taken or that she not be identified. The Office of Institutional Diversity, in consultation with the dean of the college and other relevant members of the administration, will determine what further action will be taken.

Confidentiality

At the informal resolution level, normally only the parties involved and the ombudsperson will be privy to the details of the grievance. The ombudsperson will keep a record (in a confidential file) of her contact with the parties involved and how it progressed. Under most circumstances, the ombudsperson, during informal resolution (see Record-Keeping section), will contact no person other than the complainant and the accused regarding the matters being addressed. Both parties will be instructed to keep the matter confidential.

Proceeding to a Formal Complaint

Pursuing an informal resolution does not preclude the option of later filing a formal complaint with the Office of Institutional Diversity and/or filing charges under federal or state law (see Appendix B, p. 18 for time limits). At the point the student decides to file a formal complaint, either internally or externally, the ombudsperson will withdraw.

Prohibition against Retaliation

Retaliation against a complainant for filing a charge of sexual harassment is in violation of law and Smith College 's Sexual Harassment Policy and is subject to disciplinary action, up to and including dismissal from the college.

Abuse of Process

Any person determined to have invoked the Student Sexual Harassment Complaint Procedure in bad faith, or to have knowingly presented false or misleading information, will be subject to disciplinary action, up to and including dismissal from the college.

Record-Keeping

"B" list professionals will keep notes of conversations in a confidential file. Except for compelling reasons, such information will not be made available to either the dean of the faculty or the Department of Human Resources. Only if this complaint, or another accusation involving either party, is brought through the formal grievance procedure to the point of determining sanctions will the noted information be made available to the Office of Institutional Diversity.

The ombudsperson keeps his/her own files to which no other person has access. The ombudsperson will consult with the Office of Institutional Diversity in matters where he/she is aware of a pattern of behavior or when the circumstances require further review.

Reporting

At the end of each academic year, the ombudsperson will request staff in the Office of the Dean of the College to supply the number of student cases that each supervised. The ombudsperson will then report to the college community:

1.
the number of student cases reaching a conclusion via the informal complaint procedure; and
2.

the number of student cases referred to the Office of Institutional Diversity for further review.

 


- adapted from the sexual harassment grievance procedures of Brown University, Cornell University, Simmons College and Wellesley College


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Introduction

Master's Program, Summer

Master's Program, Winter

The Academic and Field Work Performance Standing Committee

Administrative Policies & Procedures

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